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Free cpe webinars
Regulatory Compliance Auditing: Techniques & Best Practices

REGULATORY COMPLIANCE AUDITING: TECHNIQUES & BEST PRACTICES

Cost Free
Presentation Length 1.0 hour

Recorded DateApril 10, 2025
CPE:Not available
(archived webinars do not offer CPE credits)
Subject AreaAuditing
Course LevelBasic
Course Description

This course provides a thorough overview of regulatory compliance auditing, designed for professionals seeking to enhance their understanding of key regulations such as SOX, GDPR, and AML. Participants will explore the vital role of internal auditing in maintaining compliance, as well as adopt effective techniques for assessing and auditing regulatory adherence. Furthermore, the course will highlight methodologies and tools essential for successful compliance audits. Engaging case studies will illustrate best practices and provide real-world context, ensuring that you leave with applicable skills for your organization.

Learning Objectives

  • Identify relevant regulatory requirements for your organization

  • Evaluate regulatory compliance through structured assessments

  • Construct an effective auditing strategy for compliance regulations

  • Summarize case studies and apply best practices in compliance audits

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PLEASE NOTE: ARCHIVED WEBINARS DO NOT QUALIFY FOR CPE
Linkedin

Marc Tassé, MBA, FCPA, FCA, FCG, CFF

University of Ottawa
MBA Program Director - Telfer School of Management
[email protected]
(819) 775-0991

Uottawa

Marc Y. Tassé is a globally recognized expert on corporate misconduct, crisis response, and ethical leadership, who has extensive experience as an independent special advisor to various board chairs, board members, and CEOs of corporations and organizations, federal and provincial departments, agencies and crown corporations. As a Fellow Chartered Governance Professional, he advises various clients on "high profile and sensitive cases" related to alleged corruption, fraud, money laundering, financial misconduct, conflict of interest, and breach of fiduciary duty. 

A Fellow Chartered Professional Accountant and a multiple award-winning lecturer at the University of Ottawa’s Faculty of Law and at the Telfer Executive MBA program, Mr. Tassé has delivered lectures on corporate ethics and financial scandal remediation at some of the world’s premier universities such as McGill University and Harvard University.
 

About Our Presenter

Uottawa
The University of Ottawa is the largest bilingual (English-French) university in the world. Located at the heart of Canada’s capital, we have ready access to the great institutions of our country. Our advances in social sciences, health, engineering, science and the humanities make uOttawa a unique place to learn, grow and excel.